December 1, 2020

How financial adviser Dean Vagnozzi built his brand — and drew the interest of the SEC

By haziqbinarif

In time, his A Better Financial Plan grew to employ about 15 people. The family on staff included his father-in-law, Gerard Nave, head of compliance; his sister Dana, and a son, Alec Vagnozzi, listed as a business principal. His brother, Albert Vagnozzi, a township supervisor in Upper Providence in Montgomery County, was briefly on staff, but left some years ago to work as a registered investment adviser.

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